Compliance Adviser

Profusion Group

Compliance adviser opportunity in a dynamic environment for an iconic Australian FS organisation.

  • Up to $100k package (base + super)
  • 12-month FTC - possible extensions / transition to perm
  • Excellent development opportunity in an iconic Australian FS organisation
Company Overview

Compliance adviser opportunity in a dynamic environment for an iconic Australian FS organisation.

Role Overview
  • Work closely with Senior stakeholders across the wider Compliance team to provide guidance and oversight over a portfolio of clients focused on mining and oil and gas industries.
  • Review company reports, announcements, and media releases to ensure compliance with pertinent legislation
  • Identify potential disclosure issues and administer pertinent recommendations and in some instances mandatory suspensions and trading halts.
  • Investigate allegations of non-compliance by clients and entities
  • Identify and escalate minor issues before they become bigger problems
  • Conducting period reviews and checks over listed entities
  • Identify potential breaches of Corporations Act or Listing Rules
  • Respond promptly to request for communication from clients and partners
  • Draft documentation and reports where necessary
  • Work alongside key business stakeholders to produce external communication material and content
Skills & Experience
  • Tertiary Finance or Legal qualification
  • Pertinent Compliance and regulatory experience
  • Understanding of the Corporations Act or Listing Rules
  • Experience from the Oil and Gas sector (desirable)
  • Strong commercial acumen and a solution focused mindset
  • The ability to engage with stakeholders from different levels of seniority
  • Ability to pick up new legislation, get up to speed quickly and be able to relay that to listed entities and other market participants
  • An inquisitive mind, ability to research and ask thoughtful questions
What’s on Offer

This role sits within a team of 5 and acts as an integral cog in the machinery of this FS organisation. This is a fantastic opportunity for somebody interested in Financial Markets and products to learn about the mechanics of trading through a front row seat. You’ll be exposed to multiple key external and internal stakeholders and be part of a collaborative, engaged and highly skilled team of Compliance professionals.
  • Great opportunity to perform in a fact paced, outcome driven environment from an elevated platform
  • Be recognised for the work you do within this tight knit, experienced team
  • Work with the brightest, most talented professionals across their fields of expertise
  • Dynamic, forward thinking business where your opinion and actions count
Apply

To apply, please click on the ‘APPLY’ button or contact Vasil on +421 378 150. Alternatively, you can email Vasil on vasil.spassov@profusiongroup.com

Connect with me on: https://www.linkedin.com/in/vasil-spassov-3a604835/?originalSubdomain=au