Head of Compliance

Profusion Group

Opportunity to take ownership of the design and execution of a bespoke Compliance framework for the business.

  • Diversified Financial Services Organisation
  • Greenfield, framework building opportunity
  • Exceptional remuneration package inc. large bonus component
Role Overview
This role is responsible for the design, build and implementation of a brand-new Compliance framework covering the Securities and Corporate Advisory arm of this prestigious diversified FS business.
You will utilise your comprehensive Compliance experience from the IB/Securities industries to work alongside key stakeholders and mould a framework that serves the needs of the business, from both a regulatory and commercial point of view. Other responsibilities under your purview will include the Control Room, reporting, management of incidents, breaches and handling external regulatory relationships.
Skills & Experience
  • Significant Compliance experience from an IB/Securities background
  • Experience in building and executing Compliance frameworks from scratch
  • Comprehensive experience in dealing with regulators
  • Demonstrate able experience influencing senior stakeholders
  • Strategic thinking
What’s on Offer

This opportunity will enable you to not only take ownership of the construction of a brand-new framework, but more importantly play an integral part in this businesses’ future growth for which there are significant plans.
For more information and a confidential chat, please contact Vasil on +421 378 150. Alternatively, you can email Vasil on vasil.spassov@profusiongroup.com