Regulatory Advisor - Financial Markets

Fitzgerald Jenkins Recruitment

Join this growing clearing provider as a Compliance Manager covering APAC.

  • 12 Month Contract
  • Competitive Remuneration
  • Market Leading Organisation
The Role
The role, based in Sydney, reports into the Chief Compliance Officer.  The job holder will maintain constructive relationships with Asia-Pacific regulators to support the operation and development of the business's Asia-Pacific services.
  • Ensure compliance of all services in Asia Pacific (ex. Japan and Singapore), including co- ordination with the rest of the global Compliance teams and other departments to provide necessary reporting, notifications, and all other information requested by regulators;
  • Where necessary, prepare submissions to relevant regulators to obtain any necessary recognition, authorisation, designation or other permissions to enable provision of services in local jurisdictions;
  • Where relevant, ensure compliant establishment of local infrastructure connectivity, e.g. the establishment of local payment and collateral arrangements; liaising with Ltd legal department and external counsel; feeding back requirements to payments & collateral services teams in London; liaising with local infrastructure in support of the local operations team;
  • Contribute to responses to any consultation papers, in support of the regulatory strategy team;
  • Support Head of Asia-Pacific and other staff with member/client visits;
  • Provide local regulatory and compliance support for other initiatives in the Asia Pacific region.
Role Requirements:
  • Deep knowledge of and hands on experience with compliance and regulatory requirements of an international financial market participant.
  • Strong communication skills in English.
  • Relevant tertiary qualification or equivalent work experience.
  • Minimum of five years’ compliance experience in an international financial market participant, preferably with personal experience of representing to regulators.
  • Proven ability to build and maintain mutual relationship with senior corporate, regulatory and government personnel and organisations.
Interested? Press "Apply" or reach out to Dylan -