In House Lawyer - Financial Services & Wealth

Greenfields Executive Recruitment and Search

Legal Counsel to be the internal point of call for a wealth management and financial services matters.

  • Legal Counsel
  • Great training and mentoring
  • Investment Management/ Wealth Focus
Legal Counsel required to join the award winning Australian provider of financial services with a focus on providing investments and general commercial advice to the business. Small but collaborative team, offering a great work/life balance and truly flexible working options.

Legal advice and review
  • Provide high quality and timely legal and compliance advice and support, including on projects, the tendering process, advising on superannuation, financial services, wealth & investments, corporate, commercial and privacy law.
  • Being the internal point of call for investment advice and contract negotiations and management.
  • Prepare, review, negotiate and draft legal documents as required.
  • Conduct legal due diligence on the proposed appointment of service providers (Administrators, Custodians, Auditors and Investment Managers).
  • Monitoring changes and developments in the legal and regulatory environment and advising to ensure ongoing compliance with the regulatory framework  .

Communication and document approvals
  • Review and provide sign-off to disclosure documentation: PDS, fact sheets, other communication material, website and technical communication, periodic statements and Annual Reports.

The ideal candidate will be 2 - 5 years PQE, working in a similar legal role specifically within the wealth and investments space. Highly effective communication skills, excellent stakeholder management coupled with the ability to work as part of a high performing team is essential.

Please send your resume in Microsoft Office Word to Catherine Wolfe-Coote at catherinew@greenfieldssearch.com.au