Compliance Manager

Tyler Wren

Are you a Compliance Manager looking for a broad generalist compliance role with a leading financial services organisation?

  • Knowledge of FMCA, FAP, and AML/CFT
  • Wellington CBD
  • Flexible work enviroment
This well respected Kiwi financial services organisation are on the lookout for a proactive, professional Compliance Manager. You will in this role have the ability to lead collaboratively across the organisation, taking a pragmatic and strategic approach with their compliance obligations, and analysing the risk appetite, and tightening up processes.
With the support of a wider team, you will ensure that all key stakeholders are provided assurance on their risks, including giving advice on managing processes and frameworks put in place on all financial market regulatory requirements. You will then continue to monitor and ensure appropriate action has been followed.

You will need:
  • The right persona to partner with key stakeholders
  • The ability to inspire change
  • The capability to see projects through to the finish
  • You will have at least 5+ years’ experience in banking; insurance or financial services preferably funds management
  • New Zealand regulatory working knowledge essential
  • Experience in compliance-related disciplines and product management
The role:
  • You will work across a diverse portfolio and partner with key stakeholders to implement initiatives
  • Provide sound advice to the business
  • You will be responsible for identifying key risks and implementing the Compliance Framework and controls
  • Be involved in key projects and ensure the business adheres to the operational processes and regulatory compliance that are in place
  • Maintain, test, and enhance all regulatory and compliance quality assurance control testing and oversight
  • Monitor and assist with risk and compliance reporting
  • AML/CFT working knowledge  
To apply or for more information, please contact Gary Bloxham at Tyler Wren
P: +64 (9) 974 9072