Meraki Talent's Asset Management client are recruiting for a Compliance Manager with a strong background in Regulatory Risk across Financial Services.
- Compliance
- Regulatory Risk
- Asset Management
The role of the Compliance Manager will be to directly work with the Compliance Lead to cover all areas affected by Regulatory Risk. In line with both the UK and US regulatory frameworks.
Key Duties
Key Duties
- Supporting the Compliance Lead across Regulatory Risk
- Working with the Global Compliance function and contributing to the brand
- Taking responsibility for the affect of Regulatory Change on the business
- Work with Senior Stakeholders and Management to ensure a consistent approach to Regulatory Risk
- Take the lead on Compliance training matters
- Oversight of Regulatory and functions such as SMCR
- Strong experience within Regulatory Risk and Compliance
- Direct Asset Management experience preferred
- Knowledge of both the US and UK regulatory bodies
- Excellent stakeholder management skills
- Professional Qualifications preferred