Investment Control Analyst

Meraki

Seeking an individual to join a team that controls oversight of the company's investment activities to ensure that business is being undertaken in

Meraki Talent’s client is a specialist and highly respected Asset Manager based in Central London. They are seeking an individual to join a team that controls oversight of the company’s investment activities to ensure that the business is being undertaken in accordance with relevant investment management agreements (IMA), regulations and internal policies.

The responsibilities of the role will focus on portfolio adherence and front office advisory including:
  • Management of Charles River Investment Management System “CRIMS” daily portfolio including pre and post trade alerts.
  • Independently onboarding new funds with specific focus on negotiation of clear investment guidelines, and analysis of subsequent monitoring capabilities in CRIMS which includes the ability to translate Investment Restrictions and Regulation into coding in CRIMS.
  • Management of the CRIMS rule library; including Charles River guideline coding and periodic reviews.
  • Support ongoing business development of CRIMS and advise on practical application of system enhancements and upgrades.
  • Provision of practical guidance of global regulatory investment restrictions e.g., UCITS, Luxembourg SIF etc.
  • Advising on the resolution of investment guideline breaches and trading issues.
  
Applications are therefore invited from well-educated individuals who offer proven compliance monitoring / investment monitoring experience gained in the asset management sector to include coding investment guidelines for fixed income portfolios in CRIMS or a similar compliance engine (Aladdin, Thinkfolio etc), good knowledge of fixed income assets and derivatives, onboarding of new funds (this includes reviewing new IMAs and prospectuses, negotiating investment guidelines),
some financial regulatory knowledge e.g., Luxembourg UCITS, US 1940 Act and familiarity with investment guidelines and the ability to interpret fund restrictions for monitoring purposes.
  
Fantastic opportunity to join a company at a very exciting point in their continuing growth and development.