Regulatory Reporting Team Lead

Trevose Partners

Our client, a major global bank with a well established US presence; wish to hire a candidate with strong knowledge of Regulatory Reporting

  • Regulatory Reporting
  • Transaction Reporting
  • Dodd Frank / CFTC Reporting
Responsibilities:
  • Responsible for executing and supervising the processes and controls for US Regulatory Operations
  • Ensure that the U.S. Regulatory Operations’ process and controls are well defined, documented and operating effectively through oversight of offshore teams.
  • Manage regulatory changes impacting Operations’ processes and controls
  • Act as Regulatory Operations US’s regulatory regimes’ risk control owner
  • Maintain strong understanding of the regulatory transaction reporting landscape, and post-trade regulations and requirements
The Candidate:
  • Familiarity with the current regulatory environment as it pertains to transaction reporting within the America’s (CFTC, SEC, CSA, etc.)
  • Historical exposure to Dodd Frank implementation is a bonus along with a working knowledge of DTCC’s Global Trade Repository (GTR)
  • Knowledge of the front to back trade lifecycle of OTC derivatives
  • Excellent stakeholder management skills are essential 
  • Experience of change management within a regulatory reporting environment