Our client, a major global bank with a well established US presence; wish to hire a candidate with strong knowledge of Regulatory Reporting
- Regulatory Reporting
- Transaction Reporting
- Dodd Frank / CFTC Reporting
Responsibilities:
- Responsible for executing and supervising the processes and controls for US Regulatory Operations
- Ensure that the U.S. Regulatory Operations’ process and controls are well defined, documented and operating effectively through oversight of offshore teams.
- Manage regulatory changes impacting Operations’ processes and controls
- Act as Regulatory Operations US’s regulatory regimes’ risk control owner
- Maintain strong understanding of the regulatory transaction reporting landscape, and post-trade regulations and requirements
- Familiarity with the current regulatory environment as it pertains to transaction reporting within the America’s (CFTC, SEC, CSA, etc.)
- Historical exposure to Dodd Frank implementation is a bonus along with a working knowledge of DTCC’s Global Trade Repository (GTR)
- Knowledge of the front to back trade lifecycle of OTC derivatives
- Excellent stakeholder management skills are essential
- Experience of change management within a regulatory reporting environment